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Mullooly Asset Management, Inc

Mullooly Asset Management

Fiduciary Fee-Only Financial Planner | Investment Advisor in Wall, NJ

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Broker? Or Adviser?

March 12, 2015 by Timothy Mullooly

In a recent article on the blog, I Heart Wall Street, the topic of broker versus adviser was brought up yet again.  This is a reoccurring topic within the industry, and it’s mostly due to the continued confusion surrounding it.  We feel this is a very important topic for investors to research.

The primary difference between a broker and an investment adviser is the fiduciary obligation that an adviser has to their clients.  The article went on to say that professionals in the industry tend to confuse investors with a number of different titles that sound similar, but mean something different.  For example:

Your friendly neighborhood broker is typically called a Financial Advisor. Not an Investment Adviser. Or Financial Adviser. At least not always. And there’s a good reason. Their role is as chameleon-like as their title, changing minute to minute & without having to tell you. Slippery.

We here at Mullooly Asset Management are a Fee-Only Investment Advisory firm, and we want all of our clients to understand the difference between a broker, and an adviser.  If you have any questions about the differences between the two, please feel free to call us at (732) 223-9000!

 

Source:

http://iheartwallstreet.com/2011/04/16/advisor-or-adviser/

 

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Filed Under: Asset Management, News Tagged With: fee-only investment advisor

1971 State Route 34, Suite 102
Wall Township, NJ 07719

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The information on this website and blog do not involve the rendering of personalized investment advice. A professional advisor should be consulted before implementing any of the options presented. None of the content contained in this website should be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation.

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